27. Financial Regulatory Agencies · Minor · Needs Congress
Create an independent commission to report on moving SRO functions to the SEC
Not started
“Furthermore, Congress should establish an independent board or commission and charge it with producing a detailed report within 18 months that examines the degree to which the regulatory functions of the various other so-called self-regulatory organizations (SROs), which are no longer self-regulatory in any meaningful sense, should be moved to the SEC.”
What has happened
- Not started
No action found yet. This entry is the starting point, not a finding.
- Action
- create
- Object
- an independent board or commission on SRO regulatory functions
- ID
- 2126