27. Financial Regulatory Agencies · Notable
Eliminate SEC administrative proceedings except registration stop orders
Not started
“Eliminate all administrative proceedings (APs) within the SEC except for stop orders related to defective registration statements. The SEC enforcement system does not need to have both district court cases and APs. Alternatively, respondents should be allowed to elect whether an adjudication occurs in the SEC’s administrative law court or an ordinary Article III federal court.”
What has happened
- Not started
No action found yet. This entry is the starting point, not a finding.
- Action
- eliminate
- Object
- SEC administrative proceedings (APs)
- ID
- 2148