27. Financial Regulatory Agencies · Minor
End delegation of the decision to initiate SEC enforcement cases
Not started
“End the practice of delegating the decision to initiate an enforcement case. The SEC Chairman—and possibly the U.S. Government Accountability Office (GAO)—should study whether other Commission delegation of authority to staff should be narrowed and whether sunsetting of such delegation of authority should be required.”
What has happened
- Not started
No action found yet. This entry is the starting point, not a finding.
- Action
- eliminate
- Object
- delegation to SEC staff of the decision to initiate enforcement cases
- ID
- 2149