27. Financial Regulatory Agencies · Notable · Needs Congress
Establish an inspector general over FINRA, the MSRB, and the NFA
Not started
“Either make FINRA, the Municipal Securities Rulemaking Board (MSRB), and the National Futures Association (NFA) “Designated Federal Entities” and establish an inspector general with respect to financial SROs, including FINRA, the MSRB, and the NFA or place FINRA, the MSRB, and the NFA within the ambit of an existing inspector general.”
What has happened
- Not started
No action found yet. This entry is the starting point, not a finding.
- Action
- create
- Object
- an inspector general for FINRA, the MSRB, and the NFA
- ID
- 2175