27. Financial Regulatory Agencies · Minor
Exempt non-custodial broker-dealers from PCAOB-registered audit requirements
Not started
“Reduce the regulatory burden on small broker–dealers and exempt privately held, non-custodial broker–dealers from the requirements to use a PCAOB-registered firm for their audits.”
What has happened
- Not started
No action found yet. This entry is the starting point, not a finding.
- Action
- eliminate
- Object
- the PCAOB-registered auditor requirement for privately held, non-custodial broker–dealers
- ID
- 2137