27. Financial Regulatory Agencies · Minor
Require FINRA arbitrators to issue reasoned, reviewable decisions
Not started
“Require FINRA arbitrators to make findings of fact based on the evidentiary record and demonstrate how those facts led to the award given (except with respect to very small claims). These written FINRA arbitration decisions should be subject to SEC review and limited judicial review.”
What has happened
- Not started
No action found yet. This entry is the starting point, not a finding.
- Action
- other
- Object
- FINRA arbitration decisions
- ID
- 2169