27. Financial Regulatory Agencies · Minor
Require each SRO to file a detailed annual report to Congress
Not started
“Require each SRO to submit an annual report to Congress with detailed, specified information about its budget and fees; its enforcement activities (including sanctions and fines imposed by type of violation and type of firm or individual); its dispute resolution activities; and its rulemaking activities.”
What has happened
- Not started
No action found yet. This entry is the starting point, not a finding.
- Action
- issue
- Object
- an annual SRO report to Congress
- ID
- 2173